Surface shifted core level photoemission from clean and oxygen covered metal surfaces [Elektronische Ressource] / Silvano Lizzit
152 pages
English

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Surface shifted core level photoemission from clean and oxygen covered metal surfaces [Elektronische Ressource] / Silvano Lizzit

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152 pages
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Surface-shifted core level photoemission fromclean and oxygen covered metal surfacesSilvano LizzitDissertation 2003Technische Universit¨at Munc¨ henFakultat¨ fur¨ Physik, Lehrstuhl E20 (Oberfl¨ achenphysik)Surface-shifted core level photoemission fromclean and oxygen covered metal surfacesSilvano LizzitVollst¨andiger Abdruck der von der Fakultat¨ fur¨ Physik der TechnischenUniversitat¨ Munc¨ hen zur Erlangung des akademischen Grades einesDoktors der Naturwissenschaftengenehmigten Dissertation.Vorsitzender: Univ.- Prof. Dr. R. L. GrossPru¨fer der Dissertation: 1. Univ.- Prof. Dr. Dr. h. c. D. Menzel2. Univ.- Prof. Dr. A. GroβDie Dissertation wurde am 03.02.2003 bei der Technischen Universit¨ at Munc¨ heneingereicht und durch die Fakultat¨ fu¨r Physik am 05.05.2003 angenommen.SummaryIn this thesis, the properties of the binding energy shifts of core electronsarising between surface and bulk atoms, so-called Surface Core Level Shifts(SCLS’s), of bare and adsorbate covered metal surfaces have been investi-gated.TheSCLS’sarefoundtobearichsourceofchemicalandstructuralinformation that can be exploited by comparing the experimental results totheoreticalcalculations.Forthesystemsinvestigatedhere, thelatterrepro-duce with high accuracy our experimental SCLS’s thus demonstrating thatthephysicalprinciplesgoverningtheSCLS’sarewellunderstood.

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Publié le 01 janvier 2003
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Langue English
Poids de l'ouvrage 11 Mo

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Surface-shifted core level photoemission from
clean and oxygen covered metal surfaces
Silvano Lizzit
Dissertation 2003Technische Universit¨at Munc¨ hen
Fakultat¨ fur¨ Physik, Lehrstuhl E20 (Oberfl¨ achenphysik)
Surface-shifted core level photoemission from
clean and oxygen covered metal surfaces
Silvano Lizzit
Vollst¨andiger Abdruck der von der Fakultat¨ fur¨ Physik der Technischen
Universitat¨ Munc¨ hen zur Erlangung des akademischen Grades eines
Doktors der Naturwissenschaften
genehmigten Dissertation.
Vorsitzender: Univ.- Prof. Dr. R. L. Gross
Pru¨fer der Dissertation: 1. Univ.- Prof. Dr. Dr. h. c. D. Menzel
2. Univ.- Prof. Dr. A. Groβ
Die Dissertation wurde am 03.02.2003 bei der Technischen Universit¨ at Munc¨ hen
eingereicht und durch die Fakultat¨ fu¨r Physik am 05.05.2003 angenommen.Summary
In this thesis, the properties of the binding energy shifts of core electrons
arising between surface and bulk atoms, so-called Surface Core Level Shifts
(SCLS’s), of bare and adsorbate covered metal surfaces have been investi-
gated.TheSCLS’sarefoundtobearichsourceofchemicalandstructural
information that can be exploited by comparing the experimental results to
theoreticalcalculations.Forthesystemsinvestigatedhere, thelatterrepro-
duce with high accuracy our experimental SCLS’s thus demonstrating that
thephysicalprinciplesgoverningtheSCLS’sarewellunderstood.Thisis
due both to the reliability of the calculations as well as to the big advance-
ment in the experimental methods that allow now to measure SCLS’s with
very high accuracy.
The most important results of this work are summarized in the following.
(1) The SCLS is an interplay between initial state (before ionization)
andfinalstate(duetothepresenceofthecorehole)effects.Theseparation
ofthetwoeffectscanbeachievedonlyontheoreticalgrounds.Theagree-
ment between theory and experiments is really good only if both effects are
represented well in the calculations.
(2) When dealing with SCLS’s that present more than one shifted com-
ponent,caremustbetakenintheirassignmenttocertainatoms.SCLS’sof
this type are present even in the core level spectra of simple systems like the
¯ ¯Be(1010), Ru(1010)andRu(0001)cleanmetalsurfaces.Inthesecasesthe
SCLS’sbelongtodifferentatomiclayers.Wehavesuccessfullyappliedfor
such systems the high energy resolution photoelectron diffraction approach
todistinguishbetweentheSCLS’soffirstandsecondlayeratoms.More-
over we propose to extend this experimental procedure to other systems for
which the surface geometry is already known.
(3) The SCLS’s are sensitive to subtle changes of the geometric structure
around the emitting atom caused by a temperature change, like the case for
surface thermal expansion.
In particular, we have seen that for the Rh(100) surface the 3d SCLS de-5/2
creasesonincreasingthetemperature.Theeffectwasinterpretedinterms
of a higher anharmonicity of the inter-atomic potential of the surface atoms.
For the Be(0001) case, we have developed a new approach for the determi-
nation of the multilayer thermal expansion based on the coupling of Be 1s2
SCLS measurements, taken at different temperatures, to SCLS theoretical
calculations,performedonstructureswithdifferentrelaxations.Inthisway
we determine the surface-layer dependent coefficients of thermal expansion
withbetteraccuracythananearlierLEEDstudy.Inparticularwefind
that, while the first interlayer distance strongly expands upon heating, the
distancebetweenthesecondandthirdlayerslightlycontracts.Thisisin
agreement with the LEED investigation which found an anomalous thermal
expansion of the first-to-second interlayer spacing on Be(0001) but does not
agreewithhighlysophisticatedfirstprinciplecalculations.Asapossible
reason, we suggest that the inclusion of several variable layer spacings in
the theory might improve the result.
(4) The SCLS’s are sensitive also to the changes of the chemical environ-
mentduetothepresence ofanadsorbateonthesurface.Wehavestudied
this for the O/Rh(111) and O/Ru(0001) systems.
We have found that the SCLS’s are modified only on those substrate atoms
directly bound to the adsorbate and that there is a clear dependence of
the SCLS on the number of nearest neighbour O atoms for both systems.
Moreover, for both metals the initial state shifts are connected to a vary-
ing width of the valence 4d band either due to the reduced coordination of
the atoms at the surface or to the interaction with the O 2p level which
causes the formation of bonding and antibonding states widening the band.
As the width of the band is connected to the formation of bonds, which
scale with the number of directly bound O atoms, similar SCLS’s result for
equallyOcoordinatedRhandRuatoms.Thealmostlinearincreaseofini-
tial state SCLS for increasingly higher O coordinated metal atoms suggests
that the type of bonding remains roughly the same over the considered
coverage sequence up to the full monolayer, which may be interpreted as
an almost constant amount of charge transferred to each electronegative O
atom.Thesefindingsconfirmthatbothsurfacesshowaqualitativelysim-
ilar on-surface chemisorption behaviour and that a combined experimental
and theoretical determination of SCLS’s provides valuable insight into the
O-metal interaction in different chemical environments.
This study has been limited to the SCLS’s of relatively simple systems,
because their understanding is a fundamental prerequisite to that of more
complicated ones.
Obviously, there are many other interesting problems where the SCLS ap-
proachcanbeappliedtoadvantage.Forinstance,itisveryfruitfullyapplied
tothestudyofreconstructedsurfaces,orthatofalloys.Forbothcaseswe
have already obtained some preliminary results which show that the SCLS’s
give valuable information also for these systems.Contents
Introduction 5
1 Core Level Photoemission Spectroscopy 7
1.1 Thephotoemisionproces.................... 10
1.1 Photoemissioncrosssection ............... 11
11.2. Suddenapproximation .................. 14
1.1.3 Relaxationeffects..................... 14
1.1.4 Corelevellineshape................... 17
1.5 Analyzingphotoemissionspectra ............ 18
1.1.6 Core-levelchemicalshifts................ 21
1.2 SurfaceCoreLevelShifts .................... 23
1.2.1 Microscopicmodel.................... 24
1.2.2 Thermodynamicmodel ................. 28
1.2.3 Ab−initiocalculations................. 31
1.2.4 SCLS’stotalenergycalculations ............ 37
1.3 Photoelectrondiffraction..................... 38
1.3.1 StepI:Photoemision.................. 39
1.3.2 StepII:Scatteringfromatoms ............. 40
1.3.3 StepIII:Surfacerefraction ............... 44
1.3.4 Forwardscatteringphotoelectrondiffraction...... 45
2 Experiment 47
2.1 UHVset-up............................ 47
2.2 Electronenergyanalyser..................... 49
2.3 SuperESCAbeamline ...................... 50
3 SCLS assignment using photoelectron diffraction 53
¯3.1 Be(1010).............................. 54
3.1.1 Experimental....................... 56
3.1.2 Results .......................... 57
3.1.3 Discusion......................... 57
¯3.2 Ru(1010) ............................. 62
3.2.1 Experimental....................... 644CONTES
3.2.2 Results .......................... 64
3.2.3 Discusion......................... 68
3.3 Ru(0001) ............................. 70
3.3.1 Experimental....................... 70
3.3.2 Results .......................... 71
3.3.3 Discusion......................... 74
3.4 Conclusions............................ 77
4 Thermal expansion via SCLS 79
4.1 Rh(100) .............................. 80
4.1.1 Experimental....................... 81
4.1.2 Results .......................... 81
4.1.3 Discusion......................... 86
4.2 Be(0001).............................. 87
4.2.1 Experimental....................... 88
4.2.2 Results .......................... 88
4.2.3 Discussion......................... 94
4.3 Conclusions............................ 95
5 Adsorbate induced SCLS 97
5.1 O/Rh(111) ............................ 98
5.1.1 Experimental....................... 99
5.1.2 Results .......................... 99
5.1.3 Discusion.........................102
5.2 O/Ru(0001) ............................110
5.2.1 Experimental.......................111
5.2.2 Results ..........................114
5.2.3 Discusion.........................119
5.3 Conclusions............................129
Conclusions and outlook 131
Bibliography 137
Publications 147
Acknowledgements 149Introduction
Motivations
Surface Science is a fascinating scientific field because it deals with a special
type of systems, i.e. with surfaces.Thesurfaceisconstitutedbythefew
outermostlayersofatomsofasolid.Whenthe solidhasthree dimensional
periodicity, the surface is obtained from the breaking of this periodicity in
one dimension: for this reason it can be thought of as a particular defect of
the solid.
Due to the lower dimensionality, the properties of the surface are different
than those of the bulk of the solid from structural as well as electronic and
vibrationalpointsofview.Theunderstandingoftheseaspectsisnotonly
fascinating in itself but is also of practical

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