Ramification in Iwasawa modules en collaboration avec Chandrashekhar Khare
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RAMIFICATION IN IWASAWA MODULES CHANDRASHEKHAR KHARE AND JEAN-PIERRE WINTENBERGER Abstract. We make a reciprocity conjecture that extends Iwasawa's analogy of direct limits of class groups along the cyclotomic tower of a totally real number field F to torsion points of Jacobians of curves over finite fields. The extension is to generalised class groups and generalised Jacobians. We state some “splitting conjectures” which are equivalent to Leopoldt's conjecture. 1. Introduction For a number field F , with ring of integers OF , we may define the class group of F to be Pic(OF ), i.e., the isomorphism classes of invertible sheaves on Spec(OF ). Iwasawa deepened this formal analogy between class groups of number fields and Jacobians. He considered X?∞, the inverse limit under norm maps of the minus parts under complex conjugation of the Sylow p- sugroups of the class groups of F (µpn), where F is a totally real number field, p a fixed (odd) prime, and n varying. Iwasawa viewed X?∞ ?Qp as a p-adic vector space, which he proved to be finite dimensional, equipped with the action of ?, a generator for the p-part of Gal(F (µp∞)/F ). He conjectured that the characteristic polynomial for this action should be the same as a certain p-adic L-function, at least when F = Q.

  • zp

  • iwasawa

  • let x¯ ?

  • galois group

  • extension

  • almost totally ramified

  • adic tate

  • f? ? ?

  • extension class


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RAMIFICATION IN IWASAWA MODULES

CHANDRASHEKHAR KHARE AND JEAN-PIERRE WINTENBERGER

Abstract.We make a reciprocity conjecture that extends Iwasawa’s
analogy of direct limits of class groups along the cyclotomic tower of a
totally real number fieldFto torsion points of Jacobians of curves over
finite fields.The extension is to generalised class groups and generalised
Jacobians. Westate some “splitting conjectures” which are equivalent
to Leopoldt’s conjecture.

1.Introduction
For a number fieldF, with ring of integersOF, we may define the class
group ofFto be Pic(OF), i.e., the isomorphism classes of invertible sheaves
on Spec(OFdeepened this formal analogy between class groups). Iwasawa

of number fields and Jacobians.He consideredX, the inverse limit under

norm maps of the minus parts under complex conjugation of the
Sylowpsugroups of the class groups ofF(µp), whereFis a totally real number field,
n

pa fixed (odd) prime, andnvarying. IwasawaviewedX ⊗Qpas ap-adic

vector space, which he proved to be finite dimensional, equipped with the
action ofγ, a generator for thep-part of Gal(F(µp)/F). Heconjectured

that the characteristic polynomial for this action should be the same as a
certainp-adicL-function, at least whenF=Qwas later called the. This
main conjecture of Iwasawa theory which was proved by Mazur-Wiles (for
F=Q) and Wiles (for general totally realF). Iwasawa’sconjecture can be
viewed as an analog of the theorem of Weil which relates zeta-functions of
curves over finite fields of characteristicp, to the characteristic polynomial
for the action of Frobenius on theℓ-adic Tate module of its Jacobian, for
ℓ6=p.
In this paper we ask for an Iwasawa theoretic analog of a standard fact in
the theory of generalised Jacobians, that holds over arbitrary base fields and
is easier than Weil’s result mentioned above.Namely, letXbe a smooth
projective curve over a fieldKwith JacobianJ. Wehave the isomorphism
1 0
Ext (J,Gm) = Pic (J) =J. LetP, Q∈X(K) be an ordered pair of
distinct points, and consider thegeneralised JacobianJP,Q, the Jacobian of the
′ ′
singular curveXobtained fromXby identifyingPwithQ. ThusXis a
curve overKWe have an exact sequencewith nodal singularity.
0→Gm→JP,Q→J→0.

CK was partially supported by NSF grants.
JPW is member of the Institut Universitaire de France.
1

2

CHANDRASHEKHAR KHARE AND J-P. WINTENBERGER

1
The standard fact alluded to earlier is that the class ofJP,Q(in ExtJ,Gm)
is given by the class of the degree 0 divisor (P)−(Q). Wemake a reciprocity
conjecture, see Conjecture 5.5, that asks for an analogous formula in Iwasawa
theory. Toformulate this conjecture, we consider ramification atauxiliary
primesin Iwasawa modules (see§5), define analogs of degree 0 divisors
supported on Frobenius elements in certain Galois groups (see§4), and use
a well-known pairing of Iwasawa (see§3). Weprove an implication of the
reciprocity conjecture (see Theorem 7.1 and Corollary 7.4).The proof of
the reciprocity conjecture has eluded us.
If the fieldKabove is a finite field, then the extension class (P)−(Q) is
of finite order.Inspired by Iwasawa’s analogy, we conjecture in our situation
too that the extension classes in the reciprocity conjecture are of finite order.
This leads to a splitting conjecture, see Conjecture 5.6, that we show in
Corollary 6.5 to be equivalent to the following standard conjecture:

Conjecture 1.1.(Leopoldt) The cyclotomicZp-extensionF∞/Fis the unique
Zp-extension of a totally real number fieldF.

We denote byδF,p, the integer such that theZp-rank of the maximal
abelianp-extension ofFunramified outsidepis 1+δF,p. Theconjecture
asserts that it is 0, andδF,pis also called the Leopoldt defect (forFandp).
Our original motivation for this work was to search for a criterion for
Leopoldt’s conjecture that could be approached using Wiles’ proof of the
main conjecture [9] which draws on Hida’s theory of Λ-adic Hilbert modular
forms. Thissearch led to Conjecture 5.6.As Conjecture 5.6 is about odd
extensions ofF∞, it might offer some access to methods that use Hilbert
modular forms.

1.1.Notation.We fix a prime numberpthroughout. Exceptin paragraph
2, we make the assumption thatpWe letis odd.Fbe a totally real number
field. Weoperate within a fixed algebraic closureFofF. Wehave the
cyclotomic Γ(=Zp)-extension ofFthat we denote byF∞denote by. Weγa
chosen topological generator of Γ, and byχthep-adic cyclotomic character.
The fieldF∞is contained inF∞=F(µp), whose real subfield we denote

∞ ∞
byF;F∞is contained inFdegree [. TheF∞:F∞] dividesp−1 and

[F∞:F] = 2.We denote byFnandFnthe extensionF(µp) and its
n+t
real subfield respectively.Heretis the largest integer so thatF(µp) contains
n
theµpHence [roots of unity.Fn:F(µp)] = [Fn:F] =p. Forconvenience
t

we will assume throughout the paper thatF∞=F, i.e., [F(µp) :F] = 2.
For a finite placeqof a number fieldFwe denote byN(q) its norm, the
order of the residue field atq. Fora finite set of finite placesQofF, by the

Q-units ofF, denoted byEQ, we mean elements ofFwhich are units at
all finite places outsideQ.
n
p
c
For an abelian groupM, we denote byMits prop-pcompletion limnM/M.
←−

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