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Publié par | rheinische_friedrich-wilhelms-universitat_bonn |
Publié le | 01 janvier 2010 |
Nombre de lectures | 13 |
Langue | English |
Poids de l'ouvrage | 1 Mo |
Extrait
Dynamics of Planning Process in the Lower Mekong Basin:
A Management Analysis for the Se San Sub-Basin
Inaugural-Dissertation
zur Erlangung der Doktorwürde
der
Philosophischen Fakultät
der
Rheinischen Friedrich-Wilhelms-Universität
zu Bonn
vorgelegt von
LY THIM
aus
Prey Veng, Cambodia
Bonn, 2010
Gedruckt mit der Genehmigung der Philosophischen Fakultät
der Rheinischen Friedrich-Wilhelms-Universität Bonn
Zusammensetzung der Prüfungskommission:
Prof. Dr. Hans-Dieter Evers
(Vorsitzende/Vorsitzender)
Prof. Dr. Solvay Gerke
(Betreuerin/Betreuer und Gutachterin/Gutachter)
PD. Dr. Peter P. Mollinga
(Gutachterin/Gutachter)
Prof. Dr. Christoph Antweiler
(weiteres prüfungsberechtigtes Mitglied)
Tag der mündlichen Prüfung : 10 June 2010
ACKNOWLEDGEMENT
This thesis would not have been possible without the help and support of many people. Above all
I would like to thank Prof. Dr. Solvay Gerke for accepting me to be her supervisee from the
outset. Without her acceptance I could not enroll in the PhD program of Bonn Interdisciplinary
Graduate School of Development Research (BiGS – DR –) at the Center for Development
Research (ZEF) of Bonn University.
I owe a deep debt of gratitude to my second supervisor, PD. Dr. Peter P. Mollinga, for his
invaluable guidance and suggestion through out the preparation of this thesis. Without his
constant advice this thesis would not have been completed.
I am grateful to my advisor, Prof. Dr. Hans Dieter Evers, for visiting me in the field and giving
me the benefit of his advice and guidance in data collection and analysis. Without his field
mission, my data collection would have been insufficient for the analysis.
I take this opportunity to thank the librarian and all staff of the “BiGS – DR –” program of ZEF.
My thankfulness in particular goes to Ms. Zabel Rosemarie for her kind assistance in all matters
related to academic as well as social aspect.
I am also greatly indebted to the German Academic Exchange Service (DAAD) for providing
financial support for this study. Without this financial assistance my study would not be possible.
I have special pleasure in expressing my appreciation to friends and colleagues who helped me to
accomplish this thesis. My deepest appreciation goes to Julia-Roswitha Kloos, Tatjana Bauer,
Nadine Reis, and Anna Hennecke at ZEF, and Veronika Kham who helped translating the
required summary of this thesis into German version. Thanks also go to Dr. Daphne Gondhalekar
for her proof read of the German summary. Without their assistance I could not submit this thesis
to the Faculty of Philosophy.
Last but not least I would like to thank my wife Arounna Vongsakhamphouy for her personal
support in the process of this thesis writing. To my son, Arounyadet Thim, he enriches my life
substantially. To my parent, parent in-law, sisters and brothers for their continuous support and
encouragement.
Ly Thim
June 2010
i iiABSTRACT
The purpose of this study was to explore how various actors have responded to hydropower dam
impacts in the Se San river basin as away to unpack how river basin management works in
practice. The Se San river basin is shared by upstream Vietnam and downstream Cambodia. In
1993, Electricity of Vietnam began constructing 720 MW Yali-Falls dam in upstream Vietnam
and the dam began to cause downstream impacts in Cambodia in early 2000. Since then conflict
between the affected downstream communities and upstream dam builder has been emerging
To study the responses, the concept of social interface of actor-oriented approach was used to
analyze the arena of conflicts at three levels including local, national and international arenas.
At local arena, two interesting responses were found. First, the responses emerged from local
communities in term of coping strategies to the dam impacts which were identified as very
limited. Some of their coping strategies caused destruction of natural resources such as
deforestation for new settlement and farming. Second, the responses were organized by NGO
network in Cambodia and abroad to establish a grass-root NGO for advocacy against the dam
building called Se San Protection Network. This network was built with a strong cooperation
with other NGOs across national and international levels but a weak collaboration with
government has been found. Although Vietnam and Cambodia governments recognized that the
dam has an impact on local livelihoods, compensation for past, present and future losses was
ignored and mitigation of impacts remains questions. As there is no tangible result from the NGO
Network, some affected communities have lost their confidence in supporting advocacy network.
If this continues to occur the strength of advocacy network tends to be weak in the future.
At national arena, responses were initially done through the Mekong River Commission for
which Cambodia and Vietnam are the members. Through the intervention of the Mekong River
Commission, a Joint Committee for Se San Management between Cambodia and Vietnam was
established to discuss and negotiate a number of actions such as mitigation measures, monitoring
water quality and impacts assessment study. No compensation issue has been discussed because
Cambodia government did not make a demand. The analysis of this study revealed that mitigation
measure was not fully implemented by the Joint Committee as water level fluctuation and water
quality still remains an issue. In addition, notification system on dam water release was not either
smoothly delivered to local communities because of poor communication facility. An important
finding in this arena was that the Cambodia government did not give much attention to solve the
iiiSe San issue. One of the examples is that the Cambodia joint committee whose task is to
negotiate with Vietnam had no budget to organize the meeting since 2004.
At international and global arenas the study found that the Electricity of Vietnam has used
various strategies to avoid cost such as shifting the debate of the Yali-Falls dam impact from
international and global levels to a bilateral one which was more favorable and easy to deal with.
In this case, problem was scaled down from a larger to a smaller context. At international arena,
the author also discovered that the role of the Mekong River Commission Secretariat in conflict
resolution is weak as the Secretariat has no mandate to preside over conflict resolution but rather
as a facilitation role to the parties. In this case negotiation between Cambodia and Vietnam was
done bilaterally which is favorable for Vietnam to control the game.
The last finding of this study was that Cambodia government has an interest in dam building and
has registered Electricity of Vietnam to build dams particularly for the section bordered to
Vietnam to boast political and economic ties between the two countries.
Overall, the author concluded that the planning process in the Se San River basin highly served
the interest of dam builders as well as national interest and failed to take into account the interest
of local communities whose livelihoods depend on river system for a living. To meet their
interests and goals, powerful actors zigzagged their strategies to avoid claims made by affected
communities and NGOs. Future study should deal with how Mekong River Commission’s role
shall be promoted to voice the power of local communities in dam development process.
Key words: river basin management, hydropower dam impact, social actors and responses, social
interface, and arena of conflict
ivTABLE OF CONTENTS
Acknowledgement i
Abstract iii
Table of Contents v
List of Figures ix
List of Tables x
List of Boxes x
Acronyms xi
Zusammenfassung xiii
Chapter 1 Introduction ……………………………………………………….………… 1
1.1 Introduction ………………………………………………………...……............... 1
1.2 Background to the study ………………………………………………………….. 1
1.3 An overview of the Se San River……………………………………………..…... 5
1.3.1 Physical geography …………………………………………………....……. 5
1.3.2 Elevation ……………………………………………………..…………..…. 7
1.3.3 Climate and rainfall ………………………………………………...………. 7
1.3.4 Population, ethnicity and economic characteristics ……..……………..…… 7
1.4 Research approach and methodology …………………………………………….. 9
1.4.1 Methodological design – three arenas ………………………..…………..… 9
1.4.2 Methods of data collection ………………………………………………….. 10
1.5 An overview of dam affected area in Ratanakiri province ……………..……….... 13
1.5.1 Overall area and population affected by dam ………………..……..………. 13
1.5.2 Overview of socio-economic characteristics ………………..…..………….. 15
1.6 Structure of thesis ……………………………………………………....………… 18
Chapter 2 Theoretical Review and Analytical Framework …………………..…..…... 20
2.1 Introduction ………………