Bi surfactant mediated growth for fabrication of Si/Ge nanostructures and investigation of Si/Ge intermixing by STM [Elektronische Ressource] / vorgelegt von Neelima Paul
118 pages
English

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Bi surfactant mediated growth for fabrication of Si/Ge nanostructures and investigation of Si/Ge intermixing by STM [Elektronische Ressource] / vorgelegt von Neelima Paul

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118 pages
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Bi surfactant mediated growth for fabrication ofSi/Ge nanostructures and investigation of Si/Geintermixing by STMVon der Fakult at fur Mathematik, Informatik und Naturwissenschaftender Rheinisch-Westf alischen Technischen Hochschule Aachenzur Erlangung des akademischen Gradeseiner Doktorin der Naturwissenschaftengenehmigte Dissertationvorgelegt vonNeelima Paul, M.Sc.,aus Bombay, IndienBerichter: Priv. Doz. Dr. Bert Voigtl anderUniversit atsprofessor Dr. Markus MorgensternTag der mundlic hen Prufung: 26. Oktober 2007Diese Dissertation ist auf den Internetseiten der Hochschulbibliothek onlineverfugbar.AbstractHeteroepitaxial growth of Ge on Si is extremely interesting for at least two rea-sons: rst, it has great potential as a substrate for new, high frequency semicon-ductor devices, while remaining compatible with existing Group IV technology;and second, it is a prototypical system for studying strained Stranski-Krastanowgrowth.The technological drawback is that it turns out to be di cult to grow Ge onSi in a controlled layer-by-layer manner. After a few smooth layers have beengrown epitaxially, the growth then proceeds by the formation of islands. This isknown as the Stranski-Krastanov growth mode. It has been found, however, thatdeposition of a single monolayer of As, Sb or Bi onto the silicon surface beforegrowth of Ge begins, can overcome the problem.

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Publié par
Publié le 01 janvier 2007
Nombre de lectures 5
Langue English
Poids de l'ouvrage 11 Mo

Extrait

Bi surfactant mediated growth for fabrication of
Si/Ge nanostructures and investigation of Si/Ge
intermixing by STM
Von der Fakult at fur Mathematik, Informatik und Naturwissenschaften
der Rheinisch-Westf alischen Technischen Hochschule Aachen
zur Erlangung des akademischen Grades
einer Doktorin der Naturwissenschaften
genehmigte Dissertation
vorgelegt von
Neelima Paul, M.Sc.,
aus Bombay, Indien
Berichter: Priv. Doz. Dr. Bert Voigtl ander
Universit atsprofessor Dr. Markus Morgenstern
Tag der mundlic hen Prufung: 26. Oktober 2007
Diese Dissertation ist auf den Internetseiten der Hochschulbibliothek online
verfugbar.Abstract
Heteroepitaxial growth of Ge on Si is extremely interesting for at least two rea-
sons: rst, it has great potential as a substrate for new, high frequency semicon-
ductor devices, while remaining compatible with existing Group IV technology;
and second, it is a prototypical system for studying strained Stranski-Krastanow
growth.
The technological drawback is that it turns out to be di cult to grow Ge on
Si in a controlled layer-by-layer manner. After a few smooth layers have been
grown epitaxially, the growth then proceeds by the formation of islands. This is
known as the Stranski-Krastanov growth mode. It has been found, however, that
deposition of a single monolayer of As, Sb or Bi onto the silicon surface before
growth of Ge begins, can overcome the problem. The Ge then grows epitaxially
in a two-dimensional mode, while the surfactant (As, Sb or Bi) atoms apparently
rise up through the growing Ge layers and segregate on the top of the lm. This
is called surfactant mediated growth (SME).
Surfactant mediated growth of Ge on Si(111) has been well studied in the last
decade. Initial investigations used As and Sb as surfactants. In fact, Ge p-channel
MOSFETs have already been fabricated using the Sb surfactant. However for the
Bi surfactant, the studies were not so thorough.
In the thesis work presented here, we show that Bi is more promising surfac-
tant material than Sb. We demonstrate that by using Bi as a terminating layer
on Ge/Si surface, it is possible to distinguish between Si and Ge in Scanning
tunnelling microscope (STM). Something which was very di cult in the past.
Using this property, it is possible to create Ge/Si nanostructures in a controlled
manner. Moreover, it is also possible to study Ge/Si intermixing in surface layers
in some detail.
Any attempt to utilize surfactant mediated growth must be preceded by a
thorough study of its e ect on the the system being investigated. Thus, the third
chapter of this thesis deals with an extensive study of the Bi surfactant mediated
growth of Ge on Si(111) surface as a function of Ge coverage. The growth is
investigated from the single bilayer Ge coverage till the Ge coverage of about 15
BL when the further Ge deposition leads to two-dimensional growth.
In the fourth chapter, the unique property of Bi terminating layer on Ge/Si
surface to result in an STM height contrast between Si and Ge is explained with
possible explanations given for the reason of this apparent height contrast. The
controlled fabrication of Ge/Si nanostructures such as nanowires and nanorings
is demonstrated.
A study on Ge-Si di usion in the surface layers by a direct method such as
STM was impossible previously because of the similar electronic structure of Ge
and Si. Since with the Bi terminating surface layer, one is able to distinguish
between Ge and Si, the study of intermixing between them is also possible us-
ing STM. This method to distinguish between Si and Ge allows one to studyintermixing on the nanoscale and to identify the fundamental di usion processes
giving rise to the intermixing. In Chapter 5 we discuss how this could prove useful
especially as one could get a local probe over a very narrow Ge -Si interface. On
one hand it is possible to study the displacement of the Si and Ge atoms when
factors like temperature and deposition rate are varied during growth. On the
other hand, a post growth study like annealing already grown Ge-Si wires over
a period of time could also be performed. A new model is proposed to estimate
change in the Ge concentration in the surface layer with time. The values of
the activation energies of Ge/Si exchange and Si/Ge exchange are estimated by
tting the experimental data with the model. We were not able to observe any
lateral intermixing even after long time annealing as the Ge-Si interface remained
sharp. A reason for non observation of lateral intermixing could be that while
we are very sensitive to vertical intermixing ( 3 A), we are not so sensitive to
the lateral intermixing due to the limited lateral resolution in our STM images.
During step ow growth of Ge wires along Si step edges, the step speed is
seen to strongly a ect the Ge/Si intermixing. When the Ge steps/wires grow
fast, the Ge atoms which attach to the step in the process of step ow growth,
remain at the growing edge for a short time only before they are covered by newly
arriving Ge atoms at the step edge. Thus the vertical intermixing which occurs
at the growth front (advancing step edge position) is possible for a short time
only. This results a higher concentration of Ge atoms in the surface layer and
therefore a higher apparent height di erence between the Si step edge and the
Ge wire. Thus Ge wires grown at faster step speeds appear higher than Ge wires
grown at slower step speeds.
In chapter 5, the Ge/Si intermixing has been studied on a surface having 1p p
ML Bi ( 3 3) reconstruction. In Chapter 6, we discuss the Ge-Si intermixingp p
on surfaces with di erent reconstruction, such as the 1/3 ML Bi ( 3 3)
reconstruction and the Si (7 7) reconstruction. The vertical Ge-Si intermixing
is more in the surface with the Si (7 7) reconstruction as compared to thep p
surface with 1/3 ML Bi ( 3 3) This is due to the reason that
the Bi layer inhibits Ge atoms from exchanging with Si substrate atoms during
Ge growth.
In the last chapter, an attempt has been made to elucidate the need for uti-
lizing two dimensional Bi surfactant Ge/Si surfaces for industrial applications as
transistors by demonstrating the quick, e cient and complete removal of Bi sur-
factant monolayer from thick Ge layers by ion beam sputtering without damaging
the underlying Ge/Si layer.4Contents
1 Fundamentals in Epitaxial Growth 9
1.1 Thin lm growth . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
1.2 Ge/Si growth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
1.3 growth using surfactants . . . . . . . . . . . . . . . . . . . 11
2 Experimental techniques 15
2.1 Growth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
2.1.1 Molecular beam epitaxy . . . . . . . . . . . . . . . . . . . 15
2.1.2 Deposition monitors . . . . . . . . . . . . . . . . . . . . . 17
2.1.3 Temperature measurement . . . . . . . . . . . . . . . . . . 19
2.2 Scanning tunnelling microscopy . . . . . . . . . . . . . . . . . . . 19
2.2.1 STM mechanics . . . . . . . . . . . . . . . . . . . . . . . . 20
2.2.2 STM electronics . . . . . . . . . . . . . . . . . . . . . . . . 22
2.2.3 Tip preparation . . . . . . . . . . . . . . . . . . . . . . . . 22
3 Ge/Si surfactant mediated growth 25
3.1 Ge/Si growth with Bi surfactant . . . . . . . . . . . . . . . . . . 25
3.1.1 The Bi/Si(111) surface . . . . . . . . . . . . . . . . . . . 25
3.1.2 Flat pseudomorphic Ge layer . . . . . . . . . . . . . . . . 26
3.1.3 Relaxed mesa-like islands . . . . . . . . . . . . . . . . . . 29
3.1.4 Final at Ge layer . . . . . . . . . . . . . . . . . . . . . . 32
3.2 Ge/Si growth without surfactant . . . . . . . . . . . . . . . . . . 32
3.3 Comparison between Ge/Si epitaxy and Ge/Si surfactant mediated
epitaxy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
3.4 E ect of di erent surfactants on Ge/Si SME . . . . . . . . . . . . 36
3.5 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
4 Fabricating Ge-Si nanostructures 39
4.1 Height contrast between Si and Ge . . . . . . . . . . . . . . . . . 40
4.2 Reasons for the height contrast . . . . . . . . . . . . . . . . . . . 41
4.3 Fabrication of nanowires and nanorings . . . . . . . . . . . . . . . 44
4.3.1 Nanowires . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
4.3.2 Nanorings . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
56 CONTENTS
4.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
5 Ge/Si Intermixing 49
5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
5.2 Calibration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50
5.2.1 Surface layer e ect . . . . . . . . . . . . . . . . . . . . . . 50
5.2.2 Subsurface-layer e ect with Ge in the surface layer . . . . 53
5.2.3 Third layer e ect . . . . . . . . . . . . . . . . . . . . . . . 58
5.2.4yer e ect with Si in the surface layer . . . . . 59
5.3 Lateral di usion . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
5.4 Vertical . . . . . . . . . . . . . . . . . . . . . . . . . . . 64
5.4.1 Ge wires grown at di erent temperatures . . . . . . . . . . 66
5.4.2 Ge wires grown att step speeds . . . . . . . . . . . 68
5.4.3 Ge wire annealed after growth . . . . . . . . . . . . . . . . 70
5.4.4 Gradient in the height di erence o

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