FINAL Academic Audit Summary Sheet for Graduate Programs
5 pages
English

FINAL Academic Audit Summary Sheet for Graduate Programs

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5 pages
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Academic Audit Summary Sheet for Performance Funding Purposes with Graduate Programs Effective Fall Semester 2007 Institution: ______________________________________________________________________ Program: _______________________________________________________________________ Program Title CIP Code Instructions for External Reviewers: In accordance with the 2005-10 Performance Funding guidelines of the Tennessee Higher Education Commission (THEC), each non-accreditable undergraduate program undergoes either an academic audit or external peer review according to a pre-approved review cycle. The criteria used to evaluate a program appear in the following "Academic Audit Summary Sheet.” The Summary Sheet lists 25 items grouped into eight categories. THEC will use the items designated with an asterisk (*) to assess Standard 1C when the Academic Audit process is used. The criteria in the eighth category, Support, may be used by the institution and submitted as part of the Performance Funding report. If the Academic Audit process did not include information about items 8.1 - 8.3, they should be marked N/A. These items will not be included in the THEC Performance Funding points. These summary items have been selected based on the Academic Audit Focal Areas to be consistent with the spirit and process of the Academic Audit. The program faculty has ...

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Academic Audit Summary Sheet for Performance Funding Purposes with Graduate Programs Effective Fall Semester 2007 Institution: ______________________________________________________________________ Program:_______________________________________________________________________ ProgramTitle CIPCode
Instructions for External Reviewers:
In accordance with the 200510 Performance Funding guidelines of the Tennessee Higher Education Commission (THEC), each nonaccreditable undergraduate program undergoes either an academic audit or external peer review according to a preapproved review cycle.
The criteria used to evaluate a program appear in the following "Academic Audit Summary Sheet.”The Summary Sheet lists 25 items grouped into eight categories.THEC will use the items designated with an asterisk (*) to assess Standard 1C when the Academic Audit process is used.The criteria in the eighth category, Support, may be used by the institution and submitted as part of the Performance Funding report.If the Academic Audit process did not include information about items 8.1  8.3, they should be marked N/A. These items will not be included in the THEC Performance Funding points.
These summary items have been selected based on the Academic Audit Focal Areas to be consistent with the spirit and process of the Academic Audit.The program faculty has provided a selfstudy document that includes information for each item within the Focal Areas.Supporting documents will be available as specified in the self study.As the Academic Audit Team Leader, you should assess this and other evidence observed during the site visit to determine whether the process has met each item within a category.A checkmark should be placed in the appropriate box to indicate whether you believe that a program has “met” or “not met” each item in the table.If a particular item is inappropriate or not applicable to the program, the item should be marked “NA”.
This Academic Audit Summary Sheet will be sent to the appropriate campus official for inclusion in the Annual Performance Funding Report.When combined with the self study and the written report prepared by the visiting team, the Summary Sheet will facilitate institutional development of a program action plan to ensure continuous quality improvement.Your judgment of the criteria designated by an asterisk on this form (see categories 16) will be used in allocating state funds for the community college or university's budget. Name, Title, and Institutional Affiliation of Visiting Team Chair: Name: Title: Institution: Signature and Date: Page 1 of 5
Institution: ______________________________________________________________________________________________________________ Program: _____________________________________________________________________________________________________________ ProgramTitle CIPCode Academic Audit Summary Sheet Evaluation Summary Items for Results Not 1. LEARNINGOBJECTIVESMet Met The faculty completed an honest analysis of their process for developing learning objectives * 1.1for the program, considering measurability, clarity, and what students need to know. * 1.2The faculty have documented or proposed a process for developing learning objectives that  arebased on realistic and appropriate evidence. The faculty have documented or proposed specific plans to take best practices and * 1.3appropriate benchmarks into account in the analysis of learning objectives. The faculty clearly communicates program objectives to current and potential students,  1.4 employersor other stakeholders. Not 2. CURRICULUMAND COCURRICULUMMet Met The faculty completed an honest analysis of the extent to which they collaborate effectively on the design of curriculum and planned improvements which will reflect attained competencies in * 2.1the outcome data. The faculty have documented or proposed a plan for analyzing the content, format and sequencing of courses in terms of achieving program learning objectives with appropriate breadth and depth for the degree offered which allows for attainment of the degree in a timely * 2.2manner. The faculty have documented or proposed a plan for determining the soundness of and rationale for curriculum and cocurriculum based on appropriate evidence, including comparison with best practices where appropriate and communicate these views to the * 2.3student body. Not 3. TEACHINGAND LEARNING PROCESSESMet Met The faculty examined the extent to which there is focus on and periodic, systematic review of * 3.1the actual process of teaching and learning throughout the program. * 3.2The faculty have documented or proposed a plan that ensures the use of instructional methods  andmaterials for achieving student mastery of learning objectives. The faculty has analyzed the extent to which there is true, ongoing collaboration in the design and delivery of the teaching and learning processes of the program with reliance on best * 3.3practices and resources beyond the confines of the program or department. There is a critical mass of faculty and students to promote a scholarly community and assure  3.4 anappropriate group of peers. Faculty /graduate student ratio, average course load, average thesis/dissertation load per faculty and distribution across department, and teaching evaluations evidence support of  3.5 graduateteaching and learning processes. The faculty have documented or proposed a plan to inform students of course offerings and the provision of professional development activities and relevant courses to supplement  3.6 departmentalofferings in a timely fashion. Page 2 of 5
Institution: ______________________________________________________________________________________________________________ Program: _____________________________________________________________________________________________________________ ProgramTitle CIPCode The faculty have documented or proposed a plan to ensure that all students are adequately  3.7oriented, advised, mentored and socialized within the discipline and the larger graduate * community.
4. STUDENTLEARNING ASSESSMENTMetMet Not * 4.1The faculty have documented or proposed key quality indicators that are based on the  learningobjectives of the program. 4.2 Thefaculty have documented or proposed assessments of student learning that are grounded * inbest practices and appropriate comparisons. * 4.3The faculty have documented or proposed a periodically and systematically reviewed plan for  usingstudent learning assessments that lead to continuous improvements in the program. 4.4 Theprogram plan for improvement will use multiple measures to assess student learning and * programeffectiveness. Not 5. QUALITYASSURANCEMet Met There is an evident commitment to making continuous quality improvements in the program (e.g., student advisement and mentoring, use of best practices, recognition of faculty * 5.1 performance,regular and systematic evaluation of student performance) a top priority.The faculty have documented or proposed ways to ensure that quality assurance will be a * 5.2systematic and regular process.
* 5.3The coursework offers sufficient breadth and depth appropriate for the degree offered. The faculty are documented to hold terminal degrees in the discipline in which they teach and * 5.4experience sufficient to serve as effective mentors for graduate students. Data on current students and followup data on graduating students and alums including * 5.5placement data are regularly and systematically collected. Sections 6 through 11 should be completed by programs engaging in research activities.Not 6. RESEARCHOUTCOMESMet Met The faculty have documented or proposed a plan to ensure that there is a commitment to  6.1matching or exceeding comparable institutions in research activities.There is sufficient depth and breadth in faculty research expertise to allow for competitiveness  6.2in the external funding arena while allowing for collaboration, when desired. Not 7. RESEARCHENVIRONMENTMet Met The faculty have documented or proposed a plan to ensure a commitment to communicate  7.1the program’s research environment, research values and priorities.The faculty examined honestly the extent to which the department describes itself accurately  7.2and completely to current and prospective students and other “publics”. The department takes active steps to support both junior and senior faculty in remaining vital  7.3 intheir respective research areas.
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Institution: ______________________________________________________________________________________________________________ Program: _____________________________________________________________________________________________________________ ProgramTitle CIPCode The faculty have documented or proposed a plan to ensure that departmental processes, policies and procedures positively influence faculty research activities and program * 7.4competitiveness. Not 8. SYNERGYWITH EDUCATIONMet Met The faculty have documented or proposed a plan that honestly evaluates departmental resource demands in light of departmental research and scholarship’s contribution to its  8.1educational programs and the mission of the department, college and university.There is a commitment to activities designed to keep the faculty and students informed on contemporary issues related to research (e.g., lecture series, responsible conduct of research  8.2workshops, professional development activities). The program demonstrates best practices in integrating the science with the practice of the  8.3discipline.The faculty has honestly evaluated the extent to which they incorporate research into the  8.4educational programs in support of best practices.Not 9. SPONSOREDPROGRAMSMet Met The faculty have documented and proposed a plan to strive for sponsored research funding at comparable levels with other comparable department within the institution and across peer  9.1institutions.There is an adequate infrastructure to consistently inform faculty of external funding opportunities with assistance available in areas such as proposal writing and project  9.2management. Not 10. QUALITYAND PRODUCTIVITY INDICATORSMet Met There are appropriate indices endorsed by the program faculty as means to gauge faculty  10.1quality and productivity based on current and aspirational levels.The faculty have documented or proposed ways to ensure that quality research and  10.2productivity will be systematically and regularly examined across the faculty lifespan. The culminating experience required by the program both in terms of comprehensives examination and/or research allows the student to demonstrate the breadth, depth and integration of the disciplinary coursework and experiences with the demonstration of * 10.3communication skills and the ability to apply knowledge independently.Not 11. CONTRIBUTIONSTO PROGRAM, DEPARTMENTAL AND UNIVERSITY GOALSMet Met There is a process in place which is communicated to other levels of the institution that evaluates the sufficiency of resources in place to meet the teaching responsibilities while  11.1actively engaging in research with graduate students and undergraduates (when available). The faculty have documented and proposed a plan to encourage and support research  11.2outcomes congruent with the department’s purpose and the university mission.* 11.3The faculty clearly state and embrace appropriate admission standards, completion standards  andgraduation rates which are readily available to prospective and current students.
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Institution: ______________________________________________________________________________________________________________ Program: _____________________________________________________________________________________________________________ ProgramTitle CIPCode Not 12. OVERALL ASSESSMENTMet Met 12.1 * TheAcademic Audit process was faculty driven The Academic Audit process (selfstudy and visit) includes descriptions of the program’s 12.2 * qualityprocesses, including all five domains. The faculty accurately identified the program’s level of Quality Process Maturity as a result of 12.3 theAcademic Audit process. * The process resulted in a candid description of weaknesses in program processes and 12.4 suggestionsfor improvements. * Overall, the visiting teamaffirms thehonesty and thoroughness of the program faculty in 12.5 * completingthe academic audit of this program.
13. FOLLOWUP OF PREVIOUS ACADEMIC AUDIT
 13.1An action plan was developed as a result of the previous Academic Audit.
Yes No
 13.2Recommendations from the previous Academic Audit have been completed. 14. SUPPORTYes No The program regularly evaluates its library, equipment and facilities, encouraging necessary * 14.1improvements within the context of overall college resources. The program's operating budget including support for graduate students is consistent with the needs of the program to attract quality students and provides adequate support without * 14.2substantially delaying progress toward the degree. The program has a history of enrollment and graduation rates sufficient to sustain high quality  14.3and costeffectiveness. The operating budget is sufficient to allow faculty regular opportunities for professional development including travel and presentation of research findings, participation in * 14.4professional organizations, workshops and other learning activities. Revised 10/9/2007 *Criterion included in the performance funding calculation.
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