Gravity travelling waves for two superposed fluid layers one being of
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Gravity travelling waves for two superposed fluid layers, one being of infinite depth: a new type of bifurcation By Gerard Iooss1,2, Eric Lombardi2, Shu Ming Sun3 1 IUF, 2 INLN, UMR CNRS-UNSA 6618, 1361 route des Lucioles, 06560 Valbonne, France 3Math. Dept., Virginia Tech, Blacksburg VA 24061, USA In this paper, we study the travelling gravity waves in a system of two layers of perfect fluids, the bottom one being infinitely deep, the upper one having a finite thickness h. We assume that the flow is potential, and the dimensionless parameters are the ratio between densities ? = ?2/?1 and ? = gh/c2. We study special values of the parameters such that ?(1? ?) is near 1?, where a bifurcation of a new type occurs. We formulate the problem as a spatial reversible dynamical system, where U = 0 corresponds to a uniform state (velocity c in a moving reference frame), and we consider the linearized operator around 0. We show that its spectrum contains the entire real axis (essential spectrum), with in addition a double eigenvalue in 0, a pair of simple imaginary eigenvalues ±i? at a distance O(1) from 0, and for ?(1??) above 1, another pair of simple imaginary eigenvalues tending towards 0 as ?(1? ?) ? 1+.

  • travelling waves

  • eigenvalues ±i?

  • infinite dimension

  • gravity travelling waves

  • waves asymptotic

  • periodic travelling

  • imaginary eigenvalues

  • spectrum

  • i? resonance


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Gravity travelling waves for two
superposed fluid layers, one being of
infinite depth: a new type of bifurcation

1,2 23
By G´rard Iooss, Eric Lombardi , Shu Ming Sun

1 2
IUF, INLN,UMR CNRS-UNSA 6618, 1361 route des Lucioles, 06560
Valbonne, France
3
Math. Dept., Virginia Tech, Blacksburg VA 24061, USA

In this paper, we study the travelling gravity waves in a system of two layers of
perfect fluids, the bottom one being infinitely deep, the upper one having a finite
thicknessh. We assume that the flow is potential, and the dimensionless parameters
2
are the ratio between densitiesρ=ρ2/ρ1andλ=gh/c .We study special values

of the parameters such thatλ(1−ρ) is near 1,where a bifurcation of a new type
occurs. We formulate the problem as a spatial reversible dynamical system, where
U= 0 corresponds to a uniform state (velocitycin a moving reference frame), and
we consider the linearized operator around 0. We show that its spectrum contains
the entire real axis (essential spectrum), with in addition a double eigenvalue in
0, a pair of simple imaginary eigenvalues±iλat a distanceO(1) from 0, and for
λ(1−ρ) above 1, another pair of simple imaginary eigenvalues tending towards 0 as
+
λ(1−ρ)→1.Whenλ(1−ρ)≤1 this pair disappears into the essential spectrum.
The rest of the spectrum lies at a distance at leastO(1) from the imaginary axis.

We show in this paper that forλ(1−ρ) close to 1,there is a family of periodic
solutions like in the Lyapunov-Devaney theorem (despite the resonance due to the
point 0 in the spectrum). Moreover, showing that the full system can be seen as a
perturbation of the Benjamin-Ono equation, coupled with a nonlinear oscillation,
we also prove the existence of a family of homoclinic connections to these periodic
orbits, provided that these ones are not too small.
Keywords: nonlinear water waves, travelling waves, bifurcation theory, infinite
dimensional reversible dynamical systems, normal forms with essential
spectrum, homoclinic orbits, solitary waves with polynomial decay

This paper is dedicated to Klaus Kirchg¨ssner on the occasion of his 70th
birthday.

Article submitted to Royal Society

T X Paper
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G.Iooss, E.Lombardi, S.M.Sun

Position of the problem

Contents

Formulation as a dynamical system

The linearized Problem

Rescaling forε&0
(a) Dynamicalsystem formulation
(bformulation) Nonlocal

Resolvent operator ofLε
(aformulas for the resolvent) Explicit
(b) Estimateof the resolvent for|k|large
(cof the resolvent near the poles) Studyik=±iλ/ε
(d) Studyof the resolvent near 0
(eof the range of) StudyLε

Periodic solutions

Normal form

New workingsystem
(a) Rescalingand Bernoulli first integral
(b) Basicspaces for thex- dependence
(cnew linear lemma) A
(d) Newsystem

Asymptotic expansion of a solitary wave

10. Homoclinicsto periodic solutions
(a) Shiftedsystem
(brates) Decay
(c) Strategyfor the resolution of the full equation
(d) Linearizedsystem around the approximate homoclinic
(eof the rests) Estimates
(f) Principalpart ofJ
(g) Proofof theorem 10.1

11. AppendixNormal Form

12. AppendixA

13. AppendixResolvent∞

14. AppendixResolvent 0

Article submitted to Royal Society

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Gravity travelling waves for two superposed fluid layers

3

1. Positionof the problem
Let us consider two layers of perfect fluids (densitiesρ1(bottom layer),ρ2(upper
layer)), assuming that there is no surface tension, neither at the free surface nor at
the interface, and assuming that the flow is potential. The thickness at rest of the
upper layer ishwhile the bottom one has infinite thickness (see figure 1). We are
interested in travelling waves of horizontal velocityc.The dimensionless parameters
gh2
areρ=ρ2/ρ1<1,andλ=2).(inverse of (Froude number)
c

Figure 1. Two layers, the bottom one being of infinite depth

The existence of a family of periodic travelling waves, for generic values of these
parameters is known (Iooss 1999). Below, we study special values of the parameters
such thatλ(1−ρ) is near 1, where a singularity of a new type occurs. Indeed, we
formulate the problem as a spatialreversible dynamical system

dU
=F(ρ, λ;U), U(x)∈D,(1.1)
dx
whereDis an appropriate infinite dimensional Banach space including the boundary
conditions and suitable decay in theηcoordinate (see section 2), and whereU= 0
corresponds to a uniform state (velocitycin a moving reference frame). The galilean
invariance of the physical problem induces a mirror symmetry of the system in the
moving frame. This symmetry leads to the reversibility of system (1.1), i.e. to the
existence of a linear symmetrySwhich anticommutes with the vector fieldF(ρ, λ;∙).

Figure 2. Spectrum ofLε

Considering the linearized operator around 0

Lε=DUF(ρ, λ; 0)

withε= 1−λ(1−ρ),we show that its spectrum contains the entire real line
(essential spectrum), with in addition a double eigenvalue in 0, a pair of simple
imaginary eigenvalues±iλ(whereλis defined above) at a distanceO(1) from 0
whenεis near 0, and forεbelow 0, another pair of simple imaginary eigenvalues

Article submitted to Royal Society

4

G.Iooss, E.Lombardi, S.M.Sun


tending towards 0 asε→0.Whenε≥0,this pair completely disappears into the
essential spectrum! (see figure 2). The rest of the spectrum consists of a discrete
set of eigenvalues situated at a distance at leastO(1) from the imaginary axis.
For one or several layers of finite depth, the study of travelling waves may as well
be formulated as an infinite dimensional reversible dynamical system ( Kirchg¨ssner
1988; Dias & Iooss 2001). In these cases, the existence of travelling waves can be
obtained via a center manifold reduction (see for example (Mielke 1988)) which
leads to a finite dimensional reversible O.D.E. studied near a resonant fixed point,
i.e. a fixed point at which all the eigenvalues of the differential lie on the imaginary
axis, for a critical value of the set of parameters. For instance, for one layer of finite
depth in presence of gravity and surface tension, the existence of true solitary waves
have been obtained

i) for a Froude number close to 1, and a Bond number larger than 1/3 (Amick &
Kirchg¨ssner 1989). In this case the reduced O.D.E. is two-dimensional and admits
2
a 0resonant fixed point (see figure 3).

2
Figure 3. (left) 0resonance for a Bond numberb >1/3, and a Froude numberfclose to
1, and (right) shape of the solitary waves forf<1.

Remark:In all the diagrams of the paper, concerning the spectrum of a linear
operator, a point means a simple eigenvalue, and a cross means a double eigenvalue.

ii) True solitary waves have also been obtained for a Bond numberbless than
1/3 and a Froude numberfclose to a critical valuef=C(b) (see for instance (Iooss
& Kirchg¨ssner 1990; Iooss & P´rou`me 1993)), near which the reduced O.D.E. is
2
4-dimensional and admits a (iω(also called 1:1 resonance) (see figure) resonance
4).

2
Figure 4. (left) (iωfor) resonancefnearC(b),and (right) shape of one of the two types
of solitary waves forb <1/3,f< C(b).

iii) For a Froude number close to 1, and a Bond number less than 1/3, the
2
reduced O.D.E. is 4-dimensional and admits a 0iωresonant fixed point. In this
case, forf>1 andb <1/3 periodic travelling waves and generalized solitary waves
asymptotic at infinity to each of these periodic waves, have been obtained provided

Article submitted to Royal Society

Gravity travelling waves for two superposed fluid layers

5

that the amplitude of the ripples is larger than an exponentially small quantity (as
function off−1) ((Sun & Shen 1993; Lombardi 1997)), (see figure 5). The non
existence of true solitary waves has also been proved by Sun (1999) for a Froude
+−
numberf, and a Bond numberclose to 1bnear 1/3.

2
Figure 5. (left) 0iωresonance, and (right) shape of the generalized solitary waves for
b <1/3,f>1.

In these three cases the solitary (resp. the generalized solitary waves) are
obtained as homoclinic connection to 0 (resp. to a periodic orbit) for the dynamical
system. In all cases, the homoclinic connections have an exponential decay rate at
infinity, given by the spectral gap of the linearized operator near the imaginary
axis.
For the cases with an infinitely de

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