SYRACUSE UNIVERSITY COLLEGE OF LAW

Mark C Vallone

Description

http://www.research.cornell.edu/vpr/ResExp/ResExp2006.pdf (last visited ...... employees or postdoctoral appointees in the course of their employment or appointment ...... http://www.unl.edu/research/td/IP%20Policy.doc (last visited Apr. 20, 2007). ...... The University of Virginia was founded in 1819 by Thomas Jefferson. 724 ...

Informations

• Publié par: paul.vallen
• Nombre de lectures: 19
• Langue: English
• Poids de l'ouvrage: 2 Mo

Extrait

RESEARCH PROJECT FOR: NYSTAR STATE INTELLECTUAL PROPERTY POLICIES Draft Report: April 27, 2007 NEW YORK STATE SCIENCE & TECHNOLOGY LAW CENTER AT SYRACUSE UNIVERSITY COLLEGE OF LAW Research Associates Timothy Dene Paul Dimoh Rahol Ravi David Ray Tyler Salvesen Allison Wheeler Senior Research Associates Matthew French Thomas Hoehner Andrew Snook Associate Directors Professor Richard Newman Professor Jeong Oh Director Professor Ted Hagelin THE SCIENCE & TECHNOLOGY LAW CENTER OF ALBANY LAW SCHOOL Research Associates Evan Cantor Justin Kelton Aleksander Nikolic Ryan Ottavio Erica Young Director Annette Kahler, Esq.  TABLE OF CONTENTS Executive Summary _____________________________________________________ 1 Introduction ___________________________ 2 1 Federal Intellectual Property Policies ___________________________________ 3 1.1 Bayh-Dole Act _______________________ 3 1.1.1 Private Causes of Action Under Bayh-Dole Act __ 4 1.2 IRS Revenue Procedure 97-14 __________ 8 2 Intellectual Property Commercialization Environment ____________________ 10 2.1 Industry Push-Back on University Research and Development ______________ 10 2.1.1 Reasons for Participating in Sponsored Research ________________________________ 10 2.1.2 Reasons for Not Participating in Sponsored Research _____________________________ 11 2.2 Off Shore Research and Development __ 13 2.3 University Research and Local Economic Development ____________________ 14 2.3.1 Background Information on University Technology Transfer Activities ______________ 14 2.3.2 Factors Within the University Affecting Local Economic Development 17 2.3.3 Factors Outside the University Affecting Economic Development ___________________ 23 2.4 AUTM Data and Analysis ____________________________________________ 26 2.4.1 Total Sponsored Research Expenditures/Inventions Disclosures ____________________ 28 2.4.2 Total Sponsored Research Expenditure/Patent Applications Filed 30 2.4.3 Total Sponsored Research Expenditure/Issued Patents ____________________________ 34 2.4.4 Total Sponsored Research Expenditure/Start-Up Formations _______________________ 37 2.4.5 Total Sponsored Research Expenditure/License Income ___________________________ 40 2.4.6 Total Sponsored Research Expenditure/Licenses and Options Executed ______________ 43 2.4.7 Summary of AUTM Data __________________ 46 2.5 Intellectual Property Ownership Initiatives ______________________________ 47 2.5.1 Introduction to Open Source ________________________________________________ 47 2.5.2 Creative Commons _______________________ 48 2.5.3 Science Commons ________________________ 51 2.5.4 IBM Open Source Initiative _________________ 53 3 California Intellectual Property Report 56 3.1 Background ________________________________ 56 3.2 Findings ___________________________ 56 3.3 Intellectual Property Objectives _______________________________________ 58 3.4 Recommendations ___________________ 59 4 New York State Intellectual Property Policies 61 4.1 University IP Policies ________________ 62 4.1.1 SUNY and the Research Foundation __________ 62 4.1.2 NYS College of Agriculture and Life Sciences at Cornell University (CALS) 68 4.1.3 City University of New York (CUNY) and the CUNY Research Foundation 71 i 4.2 Specialized Funding Agency IP Policies _________________________________ 73 4.2.1 NYSTAR _______________________________________________________________ 73 4.2.2 NYSERDA _____________________________ 77 4.3 Technology Transfer Offices Affiliated with New York State Agencies _______ 79 4.3.1 NYS Department of Health/HRI _____________ 79 4.4 NYS Assembly - IP Policy Activities ____ 80 4.4.1 Assembly Bill 3017 _______________________________________________________ 80 4.4.2 Assembly IP Policy Roundtable Meetings _____________________________________ 82 5 Overview of State Intellectual Property Policies __________________________ 83 5.1 University IP Policies ________________ 83 5.2 Specialized Funding Agency IP Policies _ 85 6 Summary of State Intellectual Property Policies _________________________ 85 6.1 Alabama ___________________________________________________________ 85 6.1.1 University IP Policies _____________________ 85 6.1.2 Specialized Funding Agency IP Policies _______________________________________ 86 6.2 Alaska _____________________________ 87 6.2.1 University IP Policies 87 6.2.2 Specialized Funding Agency IP Policies _______ 88 6.3 Arizona ____________________________ 88 6.3.1 University IP Policies _____________________________________________________ 88 6.3.2 Specialized Funding Agency IP Policies _______ 90 6.4 Arkansas __________________________ 90 6.4.1 University IP Policies 90 6.4.2 Specialized Funding Agency IP Policies _______________________________________ 92 6.5 California ________________________________ 92 6.5.1 University IP Policies _____________________ 92 6.5.2 Specialized Funding IP Policies _____________ 93 6.6 Colorado ___________________________ 95 6.6.1 University IP Policies 95 6.6.2 Specialized Funding Agency IP Policies _______________________________________ 96 6.7 Connecticut ________________________ 96 6.7.1 University IP Policies _____________________ 96 6.7.2 Specialized Funding Agency IP Policies _______ 98 6.8 Delaware __________________________________________________________ 98 6.8.1 University IP Policies 98 6.8.2 Specialized Funding Agency IP Policies _______________________________________ 98 6.9 Florida ____________________________ 99 6.9.1 University IP Policies _____________________ 99 6.9.2 Specialized Funding Agency IP Policies ______ 100 6.10 Georgia ___________________________ 100 6.10.1 University IP Polices___________________________________________________ 100 6.10.2 Specialized Funding Agency IP Policies ___________________________________ 102 6.11 Hawaii 102 6.11.1 University IP Policies __________________ 102 6.11.2 Specialized Funding Agencies‘ IP Policies __ 104 ii 6.12 Idaho _____________________________________________________________ 104 6.12.1 University IP Policies __________________ 104 6.12.2 Specialized Funding Agency IP Policies ___________________________________ 106 6.13 Illinois ____________________________ 106 6.13.1 University IP Policies ________________________________ 106 6.13.2 Specialized Funding Agency IP Policies ___ 108 6.14 Indiana ___________________________ 108 6.14.1 University IP Policies __________________ 108 6.14.2 Specialized Funding Agency IP Policies ___________________________________ 109 6.15 Iowa _____________________________________________________________ 109 6.15.1 University IP Policies 109 6.15.2 Specialized Funding Agency IP Policies ___ 110 6.16 Kansas ___________________________ 110 6.16.1 University IP Policies __________________________________________________ 110 6.16.2 Specialized Funding Agency IP Policies ___ 111 6.17 Kentucky _________________________ 111 6.17.1 University IP Policies 111 6.17.2 Specialized Funding Agency IP Policies ___________________________________ 112 6.18 Louisiana ________________________________ 112 6.18.1 University IP Policies __________________ 112 6.18.2 Specialized Funding Agency IP Policies ___ 114 6.19 Maine ____________________________ 114 6.19.1 University IP Policies 114 6.19.2 Specialized Funding Agency IP Policies ___________________________________ 116 6.20 Maryland _________________________ 117 6.20.1 University IP Policies __________________________________________________ 117 6.20.2 Specialized Funding Agency IP Policies ___ 118 6.21 Massachusetts _____________________ 118 6.21.1 University IP Policies 118 6.21.2 Specialized Funding Agency IP Policies ___________________________________ 118 6.22 Michigan _________________________________________________________ 120 6.22.1 University IP Policies __________________ 120 6.22.2 Specialized Funding Agency IP Policies ___ 122 6.23 Minnesota 124 6.23.1 University IP Policies 124 6.23.2 Specialized Funding Agency IP Policies ___________________________________ 125 6.24 Mississippi ________________________ 126 6.24.1 University IP Policies __________________________________________________ 126 6.24.2 Specialized Funding Agency IP Policies ___ 129 6.25 Missouri __________________________ 130 6.25.1 University IP Policies 130 6.25.2 Specialized Funding Agency IP Policies ___________________________________ 131 6.26 Montana ________________________________ 132 6.26.1 University IP Policies __________________ 132 6.26.2 Specialized Funding Agency IP Policies ___ 133 6.27 Nebraska _________________________ 133 iii 6.27.1 University IP Policies __________________________________________________ 133 6.27.2 Specialized Funding Agency IP Policies ___ 134 6.28 Nevada ___________________________________________________________ 134 6.28.1 University IP Policies 134 6.28.2 Specialized Funding Agency IP Policies ___________________________________ 135 6.29 New Hampshire ____________________ 135 6.29.1 University IP Policies __________________________________________________ 135 6.29.2 Specialized Funding Agency IP Policies ___ 135 6.30 New Jersey ________________________ 136 6.30.1 University IP Policies 136 6.30.2 Specialized Funding Agency IP Policies ___________________________________ 136 6.31 New Mexico _______________________________________________________ 136 6.31.1 University IP Policies __________________ 136 6.31.2 Specialized Funding Agency IP Policies ___ 137 6.32 New York _________________________ 137 6.33 North Carolina ____________________ 138 6.33.1 University IP Policies __________________________________________________ 138 6.33.2 Specialized Funding Agency IP Policies ___ 138 6.34 North Dakota ______________________ 138 6.34.1 University IP Policies 138 6.34.2 Specialized Funding Agency