Projections of tropical varieties and an application to small tropical bases [Elektronische Ressource] / von Kerstin Hept
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Projections of tropical varieties and an application to small tropical bases [Elektronische Ressource] / von Kerstin Hept

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Projections of Tropical Varietiesand an Application toSmall Tropical BasesDissertationzur Erlangung des Doktorgradesder Naturwissenschaftenvorgelegt beim FachbereichInformatik und Mathematikder Johann Wolfgang Goethe-Universit¨atin Frankfurt am MainvonKerstin Heptaus Frankfurt am MainFrankfurt 2009(D 30)Vom Fachbereich 12 derJohann Wolfgang Goethe-Universita¨t als Dissertation angenommen.Dekan: Prof. Dr. -Ing. Detlef Kro¨mkerGutachter: Prof. Dr. rer. nat. Thorsten Theobald,Prof. Dr. sc. math. Robert BieriDatum der Disputation: 21.12.2009AbstractThe main topic of this thesis is the description of projectionsof tropical varieties and the construction of tropical bases bymeans of those projections. We present a tropical version oftheEisenbud-Evanstheorem,useso-calledregularprojectionsandcombinethemwithelimination theory. Asanapplicationof mixed fiber polytopes we obtain a description of the imageof a tropical variety. For tropical curves we deduce somebounds on the complexity of their images.Tropical geometry is a relatively new area which has its origin in the earlyseventies in the work of Bergman [Ber71] and in the middle eighties in thework of Bieri and Groves [BG84]. Given an extension field K of a valuatedfieldk BieriandGroves defineforafiniteset{a ,...,a }⊂K theBieri-Groves1 nv nset Δ (a ,...,a ) as the set of all vectors (w(a ),...,w(a )) ∈ R where w1 n 1 nKruns through all valuations of K extending the valuation v of k.

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Publié le 01 janvier 2009
Nombre de lectures 17
Langue English
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Projections of Tropical Varieties
and an Application to
Small Tropical Bases
Dissertation
zur Erlangung des Doktorgrades
der Naturwissenschaften
vorgelegt beim Fachbereich
Informatik und Mathematik
der Johann Wolfgang Goethe-Universit¨at
in Frankfurt am Main
von
Kerstin Hept
aus Frankfurt am Main
Frankfurt 2009
(D 30)Vom Fachbereich 12 der
Johann Wolfgang Goethe-Universita¨t als Dissertation angenommen.
Dekan: Prof. Dr. -Ing. Detlef Kro¨mker
Gutachter: Prof. Dr. rer. nat. Thorsten Theobald,
Prof. Dr. sc. math. Robert Bieri
Datum der Disputation: 21.12.2009Abstract
The main topic of this thesis is the description of projections
of tropical varieties and the construction of tropical bases by
means of those projections. We present a tropical version of
theEisenbud-Evanstheorem,useso-calledregularprojections
andcombinethemwithelimination theory. Asanapplication
of mixed fiber polytopes we obtain a description of the image
of a tropical variety. For tropical curves we deduce some
bounds on the complexity of their images.
Tropical geometry is a relatively new area which has its origin in the early
seventies in the work of Bergman [Ber71] and in the middle eighties in the
work of Bieri and Groves [BG84]. Given an extension field K of a valuated
fieldk BieriandGroves defineforafiniteset{a ,...,a }⊂K theBieri-Groves1 n
v nset Δ (a ,...,a ) as the set of all vectors (w(a ),...,w(a )) ∈ R where w1 n 1 nK
runs through all valuations of K extending the valuation v of k. If v is the
trivial valuation this is just the logarithmic limit set of Bergman, [Ber71].
Today tropical geometry is the geometry of the tropical semiring (R ,min,+),∞
vR :=R∪{∞}, andtheBieri-Groves setΔ (a ,...,a )isrelated toatropical∞ 1 nK
variety of a prime idealP⊳k[x ,...,x ] as follows. First note that the tropical1 n
varietyT(I) of an idealI⊳k[x ,...,x ] is the set of all pointsw such that the1 n P
αminimummin{v(c )+wα}isattainedatleasttwiceforeachf = c x ∈I.α αα
Then for a prime ideal P it holds:
vΔ (x ,...,x )=T(P),1 nK
whereK is the quotient field ofk[x ,...,x ]/P, see [EKL06]. We remark that1 n
Bieri-Groves sets are closely related to the Bieri-Strebel invariant Σ whichA
is defined in terms of finiteness properties of the Z[x ,...,x ]-modul A, see1 n
[BS80, BS81]. For instance when A = Z[x ,...,x ]/P, where P is a prime1 n
cideal, and K = Quot(A) is the quotient field then the complement Σ can beA
computed using
[
c vΣ = [Δ (x ,...,x )],1 nA K
v:Q→R∞
n n−1where [Δ] is the central projection of a subset Δ⊂R to the unit sphereS .
12 ABSTRACT
v =v , p = 2,3v =v v =v p2 3
c 00 Σ0 A(0,−1) (0,0)(−1,0)
Figure 1. The Bieri-Strebel invariant
For example if P = h2x + 3y + 1i⊳Q[x,y] then we have the union of the
vpprojections of Δ (x,y) over all p-adic valuations v of Q and we get the setpK
1Σ ={(s ,s )∈S |s >0,s >0}, see Figure 1.A 1 2 1 2
Sotropicalgeometryrelatesalgebraicgeometricproblemswithdiscretegeomet-
ricproblems. Thereare manyexamples ofsuchcorrespondences. Amain result
is for example due to Mikhalkin, see [Mik06], who counts the number of plane
curves of given degree and genus through a given number of points. This can
be done classically or tropically and gives us the Gromov-Witten invariants.
Another example of the correspondence is due to Katz, T. Markwig and H.
Markwig. They compare the classical j-invariant with its tropical counterpart,
see [KMM08].
InthisthesisweobtainatropicalversionoftheEisenbud-EvansTheoremwhich
nstates that every algebraic variety inR is the intersection of n hypersurfaces,
see [EE73]. We find out that in the tropical setting every tropical variety
T(I) can be written as an intersection of only (n+1) tropical hypersurfaces.
So we get a finite generating system of I such that the corresponding tropical
hypersurfaces intersect to the tropical variety, a so-called tropical basis.
Theorem 0.1. Let I⊳K[x ,...,x ] be a prime ideal generated by the polyno-1 n
mials f ,...,f . Then there exist g ,...,g ∈I such that1 r 0 n
n\
(1) T(I) = T(g )i
i=0
and thus G := {f ,...,f ,g ,...,g } is a tropical basis for I of cardinality1 r 0 n
r+n+1.
Tropical bases are discussed by Bogart, Jensen, Speyer, Sturmfels and Thomas
+in [BJS 07] where it is shown that tropical bases of linear polynomials of a
linear ideal have to be very large. We do not restrict the tropical basis to
consist of linear polynomials and therefore we get a shorter tropical basis. But
the degrees of ourpolynomials can bevery large. Themain ingredient to get a
short tropical basis is the use of projections, in particular geometrically regular
projections, see [BG84]. Together with the fact that preimages of projections
of tropical varieties are themselves tropical varieties of a certain elimination
ideal - in fact, they are tropical hypersurfaces - we get the desired result.
6ABSTRACT 3
Theorem 0.2. Let I ⊳K[x ,...,x ] be an m-dimensional prime ideal and1 n
n m+1 −1π : R → R be a rational projection. Then π (π(T(I))) is a tropical
variety, namely
−1(2) π (π(T(I))) = T(J∩K[x ,...,x ]).1 n
HereJ is the ideal inK[x ,...,x ,λ ,...,λ ] derived from the idealI by1 n 1 n−m−1
n−m−1 n−m−1Y Y
(j) (j)
u u˜ ˜ n1J = f ∈R : f =f(x λ ,...,x λ ) for some f ∈I .1 j n j
j=1 j=1
(1) (l) nwhereu ,...,u ∈Z generatethekernelofπ. Weshowthatthiselimination
ideal is a principal ideal which yields a polynomial in our tropical basis.
A nice side effect is the lifting of points in the tropical variety of an elimination
ideal to points of the tropical variety of the original ideal:
Theorem 0.3 (Tropical Extension Theorem). LetI⊳K[x ,...,x ] be an ideal0 n
and I = I ∩K[x ,...,x ] be its first elimination ideal. For any w ∈ T(I )1 1 n 1
n+1there exists a point w˜ = (w ,...,w )∈R with w = w˜ for 1≤ i≤ n and0 n i i
w˜∈T(I).
Theadvantageofourmethodisthatwefindourpolynomialsbyprojectionsand
thereforewecan usetheresultsofGelfand, KapranovandZelevinsky[GKZ90,
GKZ08],ofEsterovandKhovanskii[Est08,EK08], andofSturmfels,Tevelev
and Yu [ST08, STY07, SY08]. These results involve mixed fiber polytopes
n m+1of a projection ψ : R → R which are a generalisation of fiber polytopes.
Fiber polytopes are Minkowski sums of certain fibers of the projection of a
polytope onto its image. With mixed fiber polytopes we get the structure and
combinatorics of the image of a tropical variety and therefore the structure of
the polynomials in our tropical basis. Here we use the fact that every cell in
a transversal tropical variety T(f )∩...∩T(f ) is dual to a cell of a mixed1 k
subdivision of the newton polytope New(f ...f ).1 k
Theorem 0.4. Let I =⊳K[x ,...,x ] an m-dimensional ideal, generated by1 n
n m+1generic polynomials f ,...,f , π :R →R a projection and ψ a projec-1 n−m
tion presented by a matrix with a rowspace equal to the kernel of π. Then up
−1to affine isomorphisms, the cells of the dual subdivision of π πT(I) are of the
form
pX
∨ ∨Σ (C ,...,C ) for some p∈N.ψ i1 ik
i=1
Here k = n−m and F ,...,F are faces of T(f )∩...∩T(f ) and the dual1 p 1 k
∨ ∨ ∨cell of F ⊆U =T(f )∪...∪T(f ) is given by F =C +...+C with facesi 1 k i i1 ik
C ,...,C of T(f ),...,T(f ).i1 1ik k
∨ ∨The dual cells C +...+C are all mixed cells of the induced subdivision ofi1 ik
New(f ) +... + New(f ), i.e. dim(C ) ≥ 1. So for a geometrically regular1 k ij
projection we obtain the cells with p = 1 as the mixed fiber polytopes of the
fulldimensionalmixedcells ofthesubdividedNewton polytopeNew(f ...f ).1 k4 ABSTRACT
In case that we project regularly a tropical curve, i.e. a 1-dimensional tropical
variety, wewanttofindthenumberof(n−1)-cellsoftheaboveformwithp>1,
i.e. the cells which are dual to vertices ofπ(T(I)) which are the intersection of
the images of two non-adjacent 1-cells of T(I). Vertices of this type are called
selfintersection points. We derive bounds on their number:
Theorem 0.5. As a lower bound for the number of selfintersection points of
ntropical curves in R ,n≥3, we get:
n n 2(1) There exist a tropical lineL ⊂R and a projection π :R →R suchn
that L hasn n−2X n−1
i =
2
i=1
selfintersection points.
n(2) There exist a tropical curveC⊂R which is a transversal intersection
of n−1 tropical hypersurfaces of degrees d ,...,d and a projection1 n−1
n 2π :R →R such that C has at least
n−12(d ...d ) 1 n−1
2
selfintersection points.
A caterpillar is a certain simple type of a tropical line and for this type we get:
Theorem 0.6. As an upper bound we get:
nThe image of a tropical line L inR which is a caterpillar can have at mostn n−2X n−1
i =
2
i=1
selfintersection points.
ThetropicallineconstructedintheproofofTheorem0.5(1)isalsoacaterpillar
and so the upper bound of Theorem 0.6 is tight.
Forageneraltropicalcurvethenumberofselfintersectionpointscanbebounded
using Bernstein’s Theorem. Let MV denote a relative mixed volume. ThenΛ
we obtain the following upper bound.
Theorem 0.7. Let π(T(I)) =T(f) be the image of a tropical curve. Then the
number of selfintersection points of π(T(I)) is bounded above by
∂f ∂f
min vol(New(f)),MV , .Λ
∂x ∂x1 2
Thesis Overview. This thesis is structured as follows. Chapter 1 pro-
vides the fundamental concept of tropical geometry. Tropical polynomials and
tropical hypersurfaces are

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