The term 'nation-building' has experienced a remarkable renaissance since the early 1990s. It has been used to describe and to justify the military interventions in Somalia, Afghanistan and Iraq. Linked to the idea of 'failed' or 'failing' states, the concept is used to hide and legitimise a whole range of diverse policies, allowing foreign powers to control and reshape countries in areas of conflict.
Currently the international debate on nation building is heavily dominated by US actors and authors, especially by writers connected to the Bush administration or its policies. This book presents academic and political alternatives, presenting a critical view from 'Old Europe'.
The book combines academic research and analysis with policy orientation, with contributors from both fields. It clarifies the terminology distinguishing developmental, peace-related, imperial and analytical approaches to nation-building. Highlighting its connections to globalization, democracy, ethnic and religious minorities, the contributors consider case studies such as Somalia, the Balkans, Afghanistan, Iraq and Nigeria. List of Abbreviations
Preface
Part I: Concepts and Theoretical Analyses of Nation-Building
1. Violent Conflicts, Conflict Prevention and Nation-Building – Terminology and Political Concepts by Jochen Hippler
2. Globalisation and Nation-Building – Not a Contradiction in Terms by Rainer Tetzlaff
3. Democratisation and Nation-Building in ‘Divided Societies’ by Joanna Pfaff-Czarnecka
4. Shaping the Nation – Ideological Aspects of Nation-Building by Claudia Derichs
Part II: Case Studies
5. Deconstruction of States as an Opportunity for New Statism? Example of Somalia and Somaliland by Wolfgang Heinrich / Manfred Kulessa
6. Afghanistan: Nation-Building in the Shadow of the Warlords and the ‘War on Terror’ by Rangin Dadfar Spanta
7. Nation-building by Occupation? – The Case of Iraq by Jochen Hippler
8. Between Self-Determination and Multi-Ethnicity – International Actors and Nation-Building in Bosnia and Kosovo by Du_an Relji_
9. Nigeria: The Oil State and the Crisis of Nation-Building in Africa by Cyril I. Obi
Part III: Nation-Building in Political Practice
10. Between Projectitis and the Formation of Countervailing Power – NGOs in Nation-Building Processes by Jeanette Schade
11. External Nation-Building vs. Endogenous Nation-Forming – A Development Policy Perspective by Ulrike Hopp / Adolf Kloke-Lesch
12. Nation-Building: A Strategy for Regional Stabilisation and Conflict Prevention by Helmut van Edig
13. Nation-Building: Possibilities and Limitations of External Military Contributions by Heinz-Uwe Schäfer
14. Nation-States for Export? Nation-Building Between Military Intervention, Crisis Prevention and Development Policy by Jochen Hippler
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Extrait
Nationbuilding A Key Concept for Peaceful Conflict Transformation?
Edited by Jochen Hippler
Translated by Barry Stone
P Pluto Press LONDON • ANN ARBOR, MI In association with the Development and Peace Foundation, Bonn
First published in German 2004 asNationBuilding – Ein Schlüsselkonzept für friedliche Konfliktbearbeitung?, by Verlag J.H.W. Dietz Nachf. GmbH, Bonn
First published in English 2005 by Pluto Press 345 Archway Road, London N6 5AA and 839 Greene Street, Ann Arbor, MI 48106
www.plutobooks.com
Published with the support of the German Ministry for Economic Cooperation and Development.
The right of the individual contributors to be identified as the author of this work has been asserted by them in accordance with the Copyright, Designs and Patents Act 1988.
British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library
ISBN ISBN
0 7453 2336 7 hardback 0 7453 2335 9 paperback
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Designed and produced for Pluto Press by Chase Publishing Services Ltd, Fortescue, Sidmouth, EX10 9QG, England Typeset from disk by Stanford DTP Services, Northampton, England Printed and bound in the European Union by Antony Rowe Ltd, Chippenham and Eastbourne, England
List of AbbreviationsPreface
Part I
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ConceptsandTheoreticalAspectsofNation-building
1. Violent Conflicts, Confl ict Prevention and Nation-building – Terminology and Political Concepts Jochen Hippler Nationbuilding: earlier discussions Clarification of the concept Elements of nationbuilding Nation, state and social mobilisation Nationbuilding as a concept
2. Globalisation and Nation-building – Not a Contradiction in Terms Rainer Tetzlaff Globalisation and the contradictory twofold nature of the international system after 1989 Politicisation of cultural differences in the search for national security Variants of nationalism that actually exist in the nonEuropean world as reactions to outside rule and globalisation Second wave of national liberation and the dilemma of dependence: external sovereignty annuities rather than national fiscal capacities Conclusion: taking away the underlying poverty and despair from the furies of nationalism
3. Democratisation and Nation-building in ‘Divided Societies’ Joanna PfaffCzarnecka Three models of national unity ‘Divided societies’, nationbuilding and democratic models Assessment of the models
ix xi
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4 6 7 10 13
15
16
18
20
22
24
28
29
32 38
vi Nationbuilding
the Nation – Ideological Aspects of4. Shaping Nation-building Claudia Derichs Performance criteria for successful nationbuilding Centrality and extent Association with other issues on the agenda Connecting with the experiences of target groups Narrative familiarity Flexibility and openness to change Concluding remarks
Part II
Case Studies
5. Deconstruction of States as an Opportunity for New Statism? The Example of Somalia and Somaliland Wolfgang Heinrich and Manfred Kulessa Nationsaving? Sovereignty, legitimacy and statism Construction and deconstruction of states From deconstruction to reconstruction Somalia: a state in deconstruction Reconstruction of the state The example of Somaliland Prospects for Somalia Summary
6. Afghanistan: Nation-building in the Shadow of the Warlords and the ‘War on Terror’ Rangin Dadfar Spanta The government in Kabul: a fragile structure Economic activities International intervention and statebuilding in Afghanistan Destruction of the traditional legitimation of Afghan society Inadequate approaches by external political players Prospects for conflict management and peace
7.
Nation-building by Occupation? – The Case of IraqJochen Hippler Kurdish autonomy endeavours Necessity and difficulty of nationbuilding Washington’s postwar planning
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43 44 46 48 49 51 52
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57 58 59 60 61 63 65 66 67
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70 73
74
75 77 78
81
83 84 87
US occupation policy and nationbuilding Nationbuilding through war and occupation?
Contents vii
8. Between Self-determination and Multiethnicity – International Actors and Nation-building in Bosnia and Kosovo Dušan Reljiç Interim appraisal of the former Yugoslavia Structure and justification of fragmentation External nationbuilding as a state of limbo The EU and US as ‘nationbuilders’ in the Balkans
9. Nigeria: The Oil State and the Crisis of Nation-building in Africa Cyril I. Obi Conceptual issues: oil, the state and the nation The Nigerian oil state from a historical perspective The crisis of the Nigerian oil state Prospects for Nigeria and other petrostates in Africa
Part III
The Politics of Nation-building
10. Between Projectitis and the Formation of Countervailing Power – NGOs in Nation-building Processes Jeanette Schade Nationbuilding and NGOs in (post)conflict situations NGOs, reconstruction and nationbuilding NGOs as part of the markets NGOs, governments and statebuilding NGOs and national policy objectives Are NGOs essential for nationbuilding?
11. External Nation-building vs Endogenous Nation-forming – A Development Policy Perspective Ulrike Hopp and Adolf KlokeLesch Nationbuilding from the development policy viewpoint How does development policy contribute to nationforming? Support for nationforming: examples from German development activities Development policy support for nationforming: risks and open questions
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98
99 102 105 106
111
114 116 117 120
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126 128 128 130 132 133
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viii Nationbuilding
What principles should external support follow? Instead of taking stock – what support does nationforming actually need?
12. Nation-building: A Strategy for Regional Stabilisation and Conflict Prevention Helmut van Edig Objectives, contents and players involved in regional stabilisation Nationbuilding: risk and opportunity for regional stability Options for action
13. Nation-building: Possibilities and Limitations of External Military Contributions HeinzUwe Schäfer World order, terrorism and nationbuilding Security interests and nationbuilding On the role of external forces in nationbuilding Limitations of external military contributions to nationbuilding Summary
14. Nation-states for Export? Nation-building between Military Intervention, Crisis Prevention and Development Policy Jochen Hippler Nationbuilding from outside? Fundamental problems of imperial nationbuilding Difficulties and conditions for success in nationbuilding Starting points for nationbuilding Summary
Notes on the ContributorsIndex
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153 156
164
165 166 167
169 171
173
175 180 183 185 188
191 195
ACA APA AU CARDS
CIA CIMIC EAC ECOWAS EU FES Frelimo
ICRC IGAD IMF ISAF KAS KDP KFOR LPI MIFTAH
OAU OECD
OSCE NATO NGOs PUK Renamo
SADC SAP SCIRI SEF SLORC
List of Abbreviations
Afghan Assistance Coordination Authority Afghanistan Peace Association African Union Community Assistance for Reconstruction, Development and Stabilisation Central Intelligence Agency civilmilitary cooperation East African Community Economic Community of West African States European Union Friedrich Ebert Foundation Frente de Libertação de Moçambique (Mozambican Liberation Front) International Committee of the Red Cross Intergovernmental Authority on Development International Monetary Fund International Security Assistance Force Afghanistan Konrad Adenauer Foundation Kurdish Democratic Party Kosovo Force (NATO) Life and Peace Institute, Sweden Palestinian Initiative for the Promotion of Global Dialogue and Democracy Organisation of African Unity Organisation for Economic Cooperation and Development Organization for Security and Cooperation in Europe North Atlantic Treaty Organisation nongovernmental organisations Patriotic Union Kurdistan Resistência Nacional Moçambicana (Mozambican National Resistance) Southern African Development Community Stabilisation and Association Process Supreme Council for Islamic Revolution in Iraq Development and Peace Foundation, Bonn State Law and Order Restoration Council, Myanmar
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x Nationbuilding
SPDC
SRP TANU TNG UÇK UN UNDP UNMIK
UNOSOM UNTAC US USDA
USIP
State Peace and Development Council (previously SLORC), Myanmar Somalia Rehabilitation Programme Tanganyika African National Union transitional national government Kosovo Liberation Army United Nations United Nations Development Programme United Nations Interim Administration Mission in Kosovo United Nations Operation in Somalia United Nations Transitional Authority in Cambodia United States of America Union Solidarity and Development Association, Myanmar United States Institute of Peace
Preface
The conquests of Afghanistan and Iraq and the attempts to establish new state systems there have caused the term ‘nationbuilding’ to become so popular that it is now even used by ministers and heads of governments. In a time characterised by economic and political globalisation plus, at the same time, numerous ethnic conflicts, failing and failed states, humanitarian interventions, peacekeeping operations and ‘liberal protectorates’ (Ignatieff), the question of building new nationstates is taking on exceptional importance. Nationbuilding has occupied an important place in the debate on foreign, security and development policy since the failed intervention in Somalia. Today, the term is used in the context of regional stabilisation, imperial control, conflict management and prevention, as well as development policy without its specific meaning being clarified in each case. This book hopes to contribute towards broadening and systematising our understanding of nationbuilding processes. The processes of social and political fragmentation and reintegration are not only of crucial importance for promoting stability in potential conflict regions; they are also essential for avoiding and overcoming violent conflict. The first part of the book is a compilation of chapters dealing with the general and conceptional problems of nationbuilding. This is followed by an analysis of important case examples from Africa, the Near and Middle East, and the Balkans. The third part then focuses on questions of dealing with nationbuilding in political terms. The editor would like to thank all the authors for their fruitful and kind cooperation. This book would hardly have been possible without them and the positive cooperation of the Development and Peace Foundation (SEF) in Bonn, Germany. My gratitude, in particular, to Michèle Roth, the Foundation’s Executive Director, Burkhard Könitzer, and Thomas Siebold. I would also like to thank the German Ministry for Economic Cooperation and Development for supporting the English edition of this book.
Jochen Hippler Duisburg, March 2005
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Part I Concepts and Theoretical Aspects of Nationbuilding