As China continues its rapid ascent within the international system, questions of where it came from have particular relevance. Combining history with international relations theory, David Scott considers China's first substantive modern period of encounter with the West from 1840 through 1949, a period characterized as the Century of Humiliation. During this time China fell from Middle Kingdom preeminence to a position in the international system that remained an enigmatic and challenging one: too strong to be taken over as a colony, yet not strong enough to shape its own destiny. At the heart of Scott's study is encounter, and, with it, questions of power, presence, and perceptions. He examines the images, hopes, and fears that were evoked during China's century-long subservience to external powers, including opposing views of China as a threat or China as the "sick man of Asia" and the West as evil or the West as savior. China and the Chinese are explored in terms of their interaction with the international system, with a particular focus on America and Australia. Preface The “Century of Humiliation” as a Retrospective Icon Transliteration and Word Order
1. International Relations, History, and “Images”
The International System and China: A Challenge of Topic and Disciplinarity Culture and Identity Race Images Sources
2. Humiliations Established in the First and Second Opium Wars
Colliding Images The First Opium War (1840–1842) Humiliation and the Unequal Treaties System Chinese Responses to Defeat Chinese Emigration Becomes an International Issue The Second Opium War (1857–1860) Geocultural Politics and the Burning of the Summer Palace Russia’s Drive to the Amur Basin and Vladivostok
3. Humiliations Maintained
Effects and Aftermath of the Second Opium War “Self-strengthening” Advocates in China Chinese Immigration Issues in the United States and the “Heathen Chinee” The “Chinese Threat” in Australasia Ongoing and New Threats to China in Asia Political Restrictions in California Chinese Diplomacy in the West
4. China’s Attempted “Awakening”
China’s Military Revival Australasian Invasion Scares and Political Debates American Social Darwinism and Anti-Immigration Politics Russian Responses to China An Anglo-Chinese Alliance? The “March of the Mongol” and “The Chinese Question” Chinese Voices on “China’s Awakening”
5. China’s Further Humiliations
The Sino-Japanese War of 1894–1895 Eastern Perspectives on the Sino-Japanese War Western Perspectives on the Sino-Japanese War Reformist Analysis and Imperial Leadership “Sliced Like a Water-melon” The Boxer Revolt Autumnal Perspectives on the Boxer Revolt Chinese Perspectives Reemergence of a China Threat Perception Russian Geopolitics Xinzheng Reforms and Chinese Nationalism The Russo-Japanese War and a Sino-Japanese Axis Immigration and Trade Furors across the Pacific Fall of the Qing
6. China Adrift in a Brave New World
Images of a New Republic, a New China Yellow Peril Incarnations (Fu Manchu and Others) China and “World” War I Diplomatic Betrayals and the May Fourth Movement Race and Culture, Pan-Asianism, and Chinese Nationalism The Soviet Factor Unequal Treaties Revision and Nationalist Agitation-Renewal National Reunification and Uncertainties
7. Wartime Humiliations from Japan and the West
The Manchurian Affair and Aftermath The Second Sino-Japanese War (1937–1945) Yellow-Red Perils? Immigration and Extraterritoriality, Strategic Revisions Perceptions of China’s Status as a Great Power and Military Ally Western Comments on China’s Postwar Role Race, Population, and Immigration Resurface Across the Pacific Whose China?
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China and the International System, 1840–1949
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C H I N A A N D T H E
I N T E R N AT I O N A L S Y S T E M ,
1 8 4 0 – 1 9 4 9
Power, Presence, and Perceptions in a Century of Humiliation
D AV I D S C O T T
S t at e Un i v e r s i t y o f Ne w Yo r k P r e s s
Published by State University of New York Press, Albany
No part of this book may be used or reproduced in any manner whatsoever without written permission. No part of this book may be stored in a retrieval system or transmitted in any form or by any means including electronic, electrostatic, magnetic tape, mechanical, photocopying, recording, or otherwise without the prior permission in writing of the publisher.
For information, contact State University of New York Press, Albany, NY www.sunypress.edu
Production, Laurie Searl Marketing, Anne M. Valentine
Library of Congress CataloginginPublication Data
Scott, David, 1952– China and the international system, 1840–1949 : power, presence, and perceptions in a century of humiliation / David Scott. p. cm. Includes bibliographical references and index. ISBN 978-0-7914-7627-7 (hardcover : alk. paper) 1. China—Foreign relations—1644–1912. 2. China—Foreign relations—1912–1949. I. Title.
DS754.18.S4 2009 327.51009'034—dc22
10 9 8 7 6 5 4 3 2 1
2007052938
China is a sleeping giant.
Let her lie and sleep,
for when she awakens,
she will shake the world.
Napoleon Bonaparte, (apocryphal)
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Preface
Contents
The “Century of Humiliation” as a Retrospective Icon
Transliteration and Word Order
One
Two
International Relations, History, and “Images”
The International System and China: A Challenge of Topic and Disciplinarity Culture and Identity Race Images Sources
Humiliations Established in the First and Second Opium Wars
Colliding Images The First Opium War (1840–1842) Humiliation and the Unequal Treaties System Chinese Responses to Defeat Chinese Emigration Becomes an International Issue The Second Opium War (1857–1860) Geocultural Politics and the Burning of the Summer Palace Russia’s Drive to the Amur Basin and Vladivostok
xi
xiii
1
1 3 6 7 9
13 13 22 24 29 32 35
43 47
viii
Three
Four
Five
CONTENTS
Humiliations Maintained
Effects and Aftermath of the Second Opium War “Self-strengthening” Advocates in China Chinese Immigration Issues in the United States and the “Heathen Chinee” The “Chinese Threat” in Australasia Ongoing and New Threats to China in Asia Political Restrictions in California Chinese Diplomacy in the West
China’s Attempted “Awakening” China’s Military Revival Australasian Invasion Scares and Political Debates American Social Darwinism and Anti-Immigration Politics Russian Responses to China An Anglo-Chinese Alliance? The “March of the Mongol” and “The Chinese Question” Chinese Voices on “China’s Awakening”
China’s Further Humiliations
The Sino-Japanese War of 1894–1895 Eastern Perspectives on the Sino-Japanese War Western Perspectives on the Sino-Japanese War Reformist Analysis and Imperial Leadership “Sliced Like a Water-melon” The Boxer Revolt Autumnal Perspectives on the Boxer Revolt Chinese Perspectives Reemergence of a China Threat Perception Russian Geopolitics XinzhengReforms and Chinese Nationalism The Russo-Japanese War and a Sino-Japanese Axis Immigration and Trade Furors across the Pacific Fall of the Qing